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What Motivates an Individual to adopt Security?

Naavi

 [This article is in continuation of the earlier article titled “Theory of IS Motivation based on Behavioural Science” published in these columns]

 Motivation has been a subject of intense interest in corporate circles since a long time. Management experts have mainly discussed the behavioural science aspects of Motivation from the point of view of employee productivity.

 There have been many theories of motivation trying to explain how and why a human being would work. One of the most popular motivation theories has been the Maslow’s theory of “Hierarchy of needs” which states that human beings have certain “needs” and if a work satisfies those needs, they get motivated. The theory also holds that the different motivational needs can be classified into five categories stacked one above the other in the form of a “Pyramid” and a person has a tendency to fulfill the needs in a specified  order. To demonstrate the theory, Maslow depicted his principle in the form of a pyramid as shown below with the Physiological needs at the bottom and Self Actualization needs at the top.

 This theory cannot directly help us identify “What motivates an IT user in adopting Information Security practices”. The only way we can link Maslow’s theory to Information Security Adoption is by considering that “the existence of a person is threatened by non adoption of security practices” and hence it falls in the category of “Security and Safety needs”. This happens when non adoption directly leads to a loss to the concerned person.

 In fact security requirements directly contradict the “Social needs” since security prohibits “Sharing” of information while the need for “Social Belonging” strongly supports sharing of information amongst the people around. Also it is difficult to identify the relevance of Physiological needs and Esteem needs. Self actualization is a generic factor and may be considered relevant.

 In view of the incongruence of Maslow’s theory of motivation to explain the behaviour of IT users in adopting IS we need a different approach. None of the other management theories also are suitable for the purpose.

 The undersigned has therefore propounded a different theory titled “Theory of Information Security Motivation” modeled on a “Security Pentagon”, the features of which were explained in an earlier article.

 In brief, this theory states that the motivation for Information Security (IS) comes from five factors namely

  1. Awareness
  2. Acceptance
  3. Availability
  4. Mandate
  5. Inspiration

 Also the theory states that these needs are not stacked in a hierarchy like in the Maslow’s theory and for modeling purpose they are better represented as sides of a Pentagon as shown below.

It is also part of the theory that  the tendency for adoption of IS practices is to flow from Awareness to Acceptance to Availability to Mandate and Inspiration. However it is also accepted that “Mandate” and “Inspiration” are independently capable of triggering awareness, acceptance and availability.

 Out of the five parameters of motivation, three namely Awareness, Acceptance and Inspiration refer to individual who is being motivated while Availability is an organizational influence on the motivation while Mandate is a regulatory influence on the motivation. Awareness, Acceptance and Inspiration may be considered as “Internal Motivators” for an individual. “Inspiration” is like the self actualization need propounded by Maslow. When a person’s acceptance of IS needs is so strong, he becomes committed to adopt the standards with or without any body else requiring him to do so and with or without others funding the availability or forcing him with a mandate. Though this is entirely at the control of the individual, Inspiration is linked at the end of the chain of five parameters since reaching there requires maturing of an individual through own experience which comes out of “Availability” and also the realization of at least the Perceived Mandate” from the external society.

What this theory means is that “Awareness” is the foundation of all IS adoptions. IS cannot be introduced without creating “Awareness’. Mere “Awareness” is not however sufficient for adoption. The subject has to “Accept” the prescription. It is in the conversion of “Awareness” to “Acceptance” that management theories of motivation such as Maslow’s theory can have relevance.  For example, after creating “Awareness” if there are incentives for adoption, then a person may get motivated. 

However in the IS domain, “half adoption is no adoption” and hence one cannot be satisfied at achieving the motivational level of “Acceptance”. The system has to look at other factors which are required to convert “Acceptance” to “Availability” where the security implementation tools are available. For example, a person may like to protect his computer against the latest virus. But he can proceed only if a suitable anti virus solution is available to him. 

Availability is generally a matter of “investment” whether at the personal level or at organizational level.  Hence it is considered as “External Motivator” along with “Mandate”. 

The realization that “Mandate” has a useful role to play in IS motivation is a factor which integrates the  McGregor’s theory of X and Y type of persons used in management. This theory states that an organization consists of two types of persons, one who needs to be pushed to performance and others who are self motivated . Mandating as a IS motivational factor addresses the requirement of the X type of persons while “Inspiration” recognizes the presence of Y type of persons.  

The Theory of Security Pentagon propounded by the undersigned therefore fully in compatibility with the McGregor’s theory applied in this context. 

The Theory of Security Pentagon recognizes a specific role for “Mandate” which is applicable both to an organization as well as to the State which wants security culture in the community. “Mandate” helps people to “rationalize” why the seemingly inconvenient security prescription should still be adopted. It helps fight the natural tendency not to adopt to control often fired by the “technology intoxication” of the IT users. Without “mandate” security adoption will be painfully slow and perhaps never reach the desired level where the society can feel safe.

 The study of IS motivation helps an individual or an organization to find better ways of adopting to the security environment.

 These are early days in the history of this new theory and  the concepts need to be explored, debated and refined. This article along with the earlier one are an attempt to clarify the thought process behind the theory for further refinement.

 The undersigned understands that “Behavioural Science” is a subject to which only the top management is often exposed and a majority of IT professionals may find it strange that there should be a discussion on the strange subject called “Behavioural science of Information Security”. But most technology persons have in the recent times come to accept that there is a “Human Factor” in IS management and not everything in IS can be implemented purely by technical measures. It is therefore not far that they will also realize that “Behavioural Science” may hold cues to many of the otherwise unexplainable traits of employees resulting in security breaches.

 May be it is time for IS Managers to take up Behavioural Science Courses to understand and appreciate the inter-disciplinary concepts such as “Behavioural Science aspects in Information Security”.

 Na.Vijayashankar

29th September 2009

 Comments are Welcome at naavi@vsnl.com

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